Important Disclosure Information
Investment Advisory services provided by Ashton Thomas Private Wealth, LLC, an SEC registered investment adviser. Securities brokerage services provided by the entity detailed in your Advisors Part 2B of Form ADV: Brochure Supplement in Item 4: Other Business Activities. Insurance products by the entity detailed in your Advisors Part 2B of Form ADV: Brochure Supplement in Item 4: Other Business Activities. Though there are similarities among these services, the investment advisory programs offered by Ashton Thomas Private Wealth advisors are separate and distinct, differ in material ways and are governed by different laws and separate contracts with you. A copy of by Ashton Thomas Private Wealth LLC’s current written disclosure statement discussing advisory services and fees is available for review upon request.
Ashton Thomas Private Wealth, LLC is an SEC registered investment adviser located in Scottsdale, Arizona. Ashton Thomas and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Ashton Thomas maintains clients. Ashton Thomas may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements. Ashton Thomas Private Wealth website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Ashton Thomas Private Wealth’s website on the Internet should not be construed by any consumer and/or prospective client as Ashton Thomas Private Wealth’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Ashton Thomas Private Wealth with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Ashton Thomas Private Wealth, please contact the SEC or the state securities regulators for those states in which Ashton Thomas Private Wealth maintains a notice filing. A copy of Ashton Thomas Private Wealth’s current written disclosure statement discussing Ashton Thomas Private Wealth’s business operations, services, and fees is available from Ashton Thomas Private Wealth upon written request. Ashton Thomas Private Wealth does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Ashton Thomas Private Wealth web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Ashton Thomas Private Wealth), will be profitable or equal any historical performance level(s).
Certain portions of Ashton Thomas Private Wealth’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Ashton Thomas Private Wealth (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Ashton Thomas Private Wealth or from any other investment professional. Ashton Thomas Private Wealth is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Ashton Thomas Private Wealth is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Ashton Thomas Private Wealth by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Ashton Thomas Private Wealth’s website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Ashton Thomas Private Wealth, or from any other investment professional.
Unless otherwise expressly prohibited by applicable securities laws, Each client and prospective client agrees, as a condition precedent to his/her/its access to Ashton Thomas Private Wealth’s website, to release and hold harmless Ashton Thomas Private Wealth, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Ashton Thomas Private Wealth. The federal and state securities laws impose liabilities on persons who have acted in good faith. I therefore understand that nothing herein shall constitute a waiver or limitation of any federal or state right, including any private right of action.